AC.L2-3.1.4[c]: Make Separation of Duties Part of Your Everyday Access Procedures

Mapped to NIST 800-171 Requirement: 3.1.4
CMMC Assessment Objective: AC.L2-3.1.4[c]

What This Objective Means
AC.L2-3.1.4[c] is the procedural proof of separation of duties. It ensures that your team doesn’t just talk about SoD in policy—but actually applies it when:
• Creating or modifying user accounts
• Assigning permissions or roles
• Reviewing access rights
• Managing role conflicts during organizational changes
The assessor will look for the step-by-step procedures that operationalize SoD in your IT and HR workflows.

Why It Matters
Even with a strong policy, lack of enforcement at the procedural level can lead to:
• Staff accumulating conflicting privileges over time
• Users assigning roles to themselves without oversight
• Failure to remove or segregate access after role changes
This objective ensures that SoD is actively enforced and traceable.

How to Implement It
• Create access control procedures that include:
◦ A list of conflicting roles that must not be assigned together
◦ A step for checking SoD rules during provisioning
◦ Documentation requirements for exceptions or overrides
• Automate parts of the process using IAM or ticketing tools to prevent conflicts
• Train help desk or IT staff to enforce SoD checks during account changes
• Tie SoD enforcement to your onboarding and role change processes

Evidence the Assessor Will Look For
• Access control procedures or SOPs that explicitly address SoD
• Role assignment workflows that check for and block conflicting access
• Ticketing system records showing SoD verification steps
• Screenshots or audit logs showing roles granted with SoD rules applied

Common Gaps
• Procedures exist but don’t mention SoD
• Role assignment is done informally, without checks
• Technical systems allow conflicting roles to be assigned by mistake

How Cuick Trac Helps
Cuick Trac helps enforce SoD at the procedural level by:
• Embedding SoD logic into role-based access provisioning
• Automatically preventing the assignment of conflicting permissions
• Logging every access change with SoD context
• Providing SOP templates and guidance for SoD enforcement and documentation
With Cuick Trac, separation of duties is a process—not a possibility.

Final CTA
Good security procedures turn good policies into real-world protection.
Schedule a Cuick Trac demo and see how our platform enforces separation of duties with every access decision.

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